SFC Licences of CHAN Wai Leung 陳韋良
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Investment Fund International Securities Limited 中投國際證券有限公司 | RO | 4 | 10 July 2018 | 29 April 2019 |
China Investment Fund International Securities Limited 中投國際證券有限公司 | RO | 1 | 10 July 2018 | 29 April 2019 |
China Industrial Securities International Futures Limited 興證國際期貨有限公司 | RE | 2 | 28 December 2015 | 13 October 2017 |
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RO | 1 | 20 April 2015 | 13 October 2017 |
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 04 September 2014 | 20 April 2015 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 12 November 2010 | 12 February 2013 |
Nerico Brothers Limited | RE | 1 | 11 February 2009 | 04 November 2010 |