SFC Licences of GARATTI Alexis
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 | RE | 9 | 12 January 2015 | 27 September 2017 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 | RE | 4 | 12 January 2015 | 27 September 2017 |
| Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 27 March 2012 | 31 December 2014 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 16 February 2009 | 31 December 2011 |