SFC Licences of NGUYEN TANG Xuan Lam
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited | RE | 9 | 23 August 2021 | |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited | RE | 4 | 23 August 2021 | |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited | RE | 1 | 23 August 2021 | |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 | RE | 9 | 11 March 2009 | 30 April 2013 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 | RE | 4 | 11 March 2009 | 30 April 2013 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 | RE | 1 | 11 March 2009 | 30 April 2013 |