SFC Licences of YUAN Yuan 原渊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Shanxi Securities International Limited 山證國際證券有限公司 | RO | 1 | 21 February 2018 | |
Shanxi Securities International Futures Limited 山證國際期貨有限公司 | RO | 2 | 01 November 2016 | |
Shanxi Securities International Financial Holdings Limited 山證國際金融控股有限公司 | RO | 2 | 28 April 2009 | 21 November 2017 |