SFC Licences of LAM Wai Chun 林偉俊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
AUS Financial Group (Hong Kong) Limited | RE | 3 | 04 September 2020 | 30 November 2020 |
IDS Forex HK Limited | RO | 3 | 22 September 2016 | 22 June 2017 |
City Credit Capital (HK) Limited (trading as CIX Markets) | RE | 3 | 20 November 2012 | 30 June 2014 |
CES Forex (HK) Limited 光證外匯(香港)有限公司 | RE | 3 | 30 March 2011 | 28 May 2012 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 30 March 2011 | 28 May 2012 |
Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 | RE | 3 | 02 March 2009 | 28 February 2011 |