SFC Licences of CHUANG Wayne 莊之瑋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RO | 4 | 11 February 2022 | |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RO | 1 | 11 February 2022 | |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 9 | 13 July 2020 | |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 13 July 2020 | |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 31 March 2016 | 11 February 2022 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 31 March 2016 | 11 February 2022 |
| RHB Asset Management Limited 興業金融資產管理有限公司 | RE | 4 | 17 February 2014 | 04 March 2016 |
| RHB Asset Management Limited 興業金融資產管理有限公司 | RE | 1 | 17 February 2014 | 04 March 2016 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 11 February 2011 | 30 January 2014 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 09 June 2010 | 03 February 2011 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 09 April 2009 | 09 June 2010 |