SFC Licences of TANG Kam Yiu, Mimi 鄧錦堯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Altruist Financial Group Limited 進邦匯理有限公司 | RO | 4 | 24 July 2013 | 15 September 2014 |
| Altruist Financial Group Limited 進邦匯理有限公司 | RO | 1 | 24 July 2013 | 15 September 2014 |
| Altruist Financial Group Limited 進邦匯理有限公司 | RE | 9 | 23 July 2013 | 15 September 2014 |
| Altruist Financial Group Limited 進邦匯理有限公司 | RE | 4 | 23 July 2013 | 24 July 2013 |
| Altruist Financial Group Limited 進邦匯理有限公司 | RE | 1 | 23 July 2013 | 24 July 2013 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RO | 1 | 21 August 2012 | 28 February 2013 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 06 April 2011 | 21 August 2012 |
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 | RE | 1 | 06 April 2009 | 03 November 2010 |