SFC Licences of TAM Chow Sang, Dennis 譚秋生
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 | RE | 1 | 17 January 2011 | 30 June 2011 |
| Asset Management Group Limited 資產管理集團有限公司 | RE | 4 | 13 October 2010 | 12 November 2012 |
| Asset Management Group Limited 資產管理集團有限公司 | RE | 1 | 13 October 2010 | 12 November 2012 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 9 | 25 June 2009 | 01 September 2010 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 4 | 11 March 2009 | 01 September 2010 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 1 | 11 March 2009 | 01 September 2010 |