SFC Licences of JIANG Xiaoxu 蔣小旭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 15 December 2017 | 15 January 2021 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 4 | 15 December 2017 | 15 January 2021 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 15 December 2017 | 15 January 2021 |
| Piper Sandler Hong Kong Limited | RO | 6 | 13 August 2015 | 15 February 2017 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 | RE | 6 | 10 May 2010 | 31 October 2012 |
| Susquehanna Financial Group Asia Limited | RE | 6 | 12 May 2009 | 22 October 2009 |
| Susquehanna Financial Group Asia Limited | RE | 1 | 12 May 2009 | 22 October 2009 |