SFC Licences of GUY Simon Philip
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| TigerWit (Hong Kong) Limited | RO | 3 | 12 December 2019 | 27 October 2021 |
| De Riva Asia Limited | RE | 2 | 01 December 2014 | 13 September 2019 |
| De Riva Asia Limited | RE | 1 | 01 December 2014 | 13 September 2019 |
| BGC Securities (Hong Kong) LLC | RE | 2 | 06 May 2009 | 31 May 2014 |
| BGC Securities (Hong Kong) LLC | RE | 1 | 06 May 2009 | 31 May 2014 |