SFC Licences of SASAO Mari
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 2 | 07 May 2009 | 01 June 2013 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 07 May 2009 | 01 June 2013 |
Interactive Brokers LLC 盈透有限公司 | RE | 1 | 20 March 2009 | 24 April 2009 |
Interactive Brokers LLC 盈透有限公司 | RE | 2 | 20 March 2009 | 24 April 2009 |