SFC Licences of ONG Seng Ken, Kenny 王聲健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RO | 1 | 06 September 2019 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 06 September 2019 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 19 November 2014 | 02 October 2017 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RO | 2 | 19 November 2014 | |
Ong Pacific Capital Limited | RE | 6 | 15 October 2010 | 22 August 2012 |
Securis Capital Limited | RE | 9 | 04 May 2009 | 31 March 2010 |