SFC Licences of HUNG Ning 洪寧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCOM MPF & Financial Services Company Limited 交銀積金理財服務有限公司 | RE | 4 | 15 November 2012 | 07 January 2020 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 26 March 2009 | 01 January 2012 |