SFC Licences of LEUNG Siu Kei 梁兆基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 31 December 2012 | 01 November 2013 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 18 June 2009 | 24 November 2010 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 27 May 2009 | 07 June 2010 |
Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 4 | 30 March 2009 | 15 May 2009 |