SFC Licences of CHAN Man Chiu 陳文超

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 30 September 2011 13 August 2013
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 20 July 2010 02 October 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 20 July 2010
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 27 April 2010 17 July 2010
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 27 April 2010 17 July 2010
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 17 June 2009 22 March 2010
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 02 April 2009 22 March 2010
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 02 April 2009 22 March 2010