SFC Licences of TSAI Hsien Wen 蔡憲文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Preferred Investment Advisors (H.K.) Limited 保富投資顧問(香港)有限公司 | RO | 1 | 21 December 2011 | |
| Preferred Investment Advisors (H.K.) Limited 保富投資顧問(香港)有限公司 | RE | 9 | 26 August 2011 | |
| Preferred Investment Advisors (H.K.) Limited 保富投資顧問(香港)有限公司 | RE | 1 | 24 February 2011 | 21 December 2011 |
| Preferred Investment Advisors (H.K.) Limited 保富投資顧問(香港)有限公司 | RE | 4 | 24 February 2011 | |
| CAIIS Limited | RE | 4 | 15 April 2009 | 01 October 2010 |
| CAIIS Limited | RE | 1 | 15 April 2009 | 01 October 2010 |