SFC Licences of LEE Ming Gin 李明正

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Gransing Securities Co., Limited 國投證券有限公司 RE 9 21 June 2016 30 September 2019
Gransing Securities Co., Limited 國投證券有限公司 RE 4 21 June 2016 30 September 2019
Gransing Securities Co., Limited 國投證券有限公司 RE 1 21 June 2016 30 September 2019
CASH Wealth Management Limited 時富財富管理有限公司 RO 4 14 January 2015 20 May 2016
CASH Wealth Management Limited 時富財富管理有限公司 RE 9 11 March 2014 20 May 2016
Celestial Securities Limited 時富證券有限公司 RE 1 11 March 2014 20 May 2016
CASH Wealth Management Limited 時富財富管理有限公司 RE 4 11 March 2014 14 January 2015
Tengard Fund Management Limited 騰祺基金管理有限公司 RE 9 09 July 2012 05 February 2014
Tengard Fund Management Limited 騰祺基金管理有限公司 RE 4 09 July 2012 05 February 2014
Alpha Wealth Management Limited 艾法財富管理有限公司 RE 4 29 April 2009 06 May 2012