SFC Licences of LUM Chi Yeung 林智洋

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Plutus Asset Management Limited 貝德斯資產管理有限公司 RO 9 14 April 2022
Plutus Asset Management Limited 貝德斯資產管理有限公司 RO 4 14 April 2022
Plutus Securities Limited 貝德斯證券有限公司 RO 1 14 April 2022
Zhenro Asset Management Co. Limited 正榮資產管理有限公司 RO 9 18 September 2019 31 March 2022
Zhenro Asset Management Co. Limited 正榮資產管理有限公司 RO 4 18 September 2019 31 March 2022
Zhenro Securities Co. Limited 正榮證券有限公司 RO 1 18 September 2019 31 March 2022
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RO 4 01 August 2018 14 September 2018
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RO 9 22 November 2016 14 September 2018
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RO 2 22 November 2016 14 September 2018
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RO 1 22 November 2016 14 September 2018
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 9 02 July 2013 22 November 2016
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 2 18 June 2009 22 November 2016
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 1 06 May 2009 22 November 2016