SFC Licences of BANSON Eric Laurea
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Wells Fargo Securities Asia Limited | RO | 9 | 15 March 2016 | 16 May 2019 |
Wells Fargo Securities Asia Limited | RO | 4 | 07 December 2010 | 16 May 2019 |
Wells Fargo Securities Asia Limited | RO | 1 | 07 December 2010 | 16 May 2019 |
Knight Capital Asia Limited 澧盈資本亞洲有限公司 | RO | 4 | 11 September 2009 | 14 January 2010 |
Knight Capital Asia Limited 澧盈資本亞洲有限公司 | RO | 1 | 11 September 2009 | 14 January 2010 |
Knight Libertas (Asia) Limited | RO | 4 | 02 September 2009 | 14 January 2010 |
Knight Libertas (Asia) Limited | RO | 1 | 02 September 2009 | 14 January 2010 |
Knight Libertas (Asia) Limited | RE | 4 | 08 June 2009 | 02 September 2009 |
Knight Libertas (Asia) Limited | RE | 1 | 08 June 2009 | 02 September 2009 |