SFC Licences of SPENCER Hugh Frederick Decatur
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 | RE | 4 | 31 October 2011 | |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 | RE | 1 | 31 October 2011 | |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 22 February 2011 | 23 August 2011 |
| SG Asset Finance (Hong Kong) Limited | RE | 2 | 22 February 2011 | 23 August 2011 |
| SG Asset Finance (Hong Kong) Limited | RE | 1 | 18 May 2009 | 23 August 2011 |