SFC Licences of YAU Wai Ching 尤偉正
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 | RO | 4 | 28 September 2020 | 23 February 2024 |
| China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 | RO | 9 | 20 May 2020 | 23 February 2024 |
| China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 | RO | 1 | 20 May 2020 | 23 February 2024 |
| China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 | RE | 9 | 21 April 2020 | 20 May 2020 |
| China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 | RE | 1 | 21 April 2020 | 20 May 2020 |
| PFC International Company Limited | RE | 9 | 13 September 2018 | 30 November 2019 |
| PFC International Company Limited | RE | 4 | 13 September 2018 | 30 November 2019 |
| PFC International Company Limited | RE | 1 | 13 September 2018 | 30 November 2019 |
| Chief Securities Limited 致富證券有限公司 | RE | 4 | 04 May 2016 | 10 June 2017 |
| Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 30 August 2011 | 10 June 2017 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 19 May 2009 | 10 June 2017 |