SFC Licences of NG Siu Kit 伍少傑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 31 March 2021 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 03 October 2017 | 05 June 2019 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 07 April 2011 | 02 October 2017 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 06 December 2010 | 31 March 2021 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 06 December 2010 | 02 October 2017 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 23 October 2009 | 01 August 2010 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 19 May 2009 | 25 November 2010 |