SFC Licences of PIES John David
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Upbest Assets Management Limited 美建管理有限公司 | RE | 9 | 19 March 2010 | 12 November 2010 |
| Upbest Securities Company Limited 美建證券有限公司 | RE | 9 | 10 July 2009 | 12 November 2010 |
| Upbest Securities Company Limited 美建證券有限公司 | RE | 1 | 10 July 2009 | 12 November 2010 |