SFC Licences of GAO Lu 高璐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 | RE | 1 | 09 November 2015 | 29 February 2016 |
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 | RE | 9 | 08 November 2013 | 29 February 2016 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 | RE | 9 | 03 July 2012 | 07 November 2013 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 | RE | 4 | 03 July 2012 | 07 November 2013 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 | RE | 1 | 03 July 2012 | 07 November 2013 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 04 June 2009 | 21 June 2012 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 04 June 2009 | 21 June 2012 |