SFC Licences of PANG Shuk Ching 彭淑貞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 14 August 2023 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 04 December 2012 | 14 August 2023 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 04 December 2012 | 02 October 2017 |
| Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 08 February 2010 | 26 November 2012 |
| CASH Wealth Management Limited 時富財富管理有限公司 | RE | 4 | 04 June 2009 | 26 November 2012 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 04 June 2009 | 26 November 2012 |