SFC Licences of YEUNG Sum Kin, Steven 楊森健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 07 April 2018 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 10 September 2012 | 07 April 2018 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 10 September 2012 | 02 October 2017 |
Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 31 July 2012 | 01 September 2012 |
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 31 July 2012 | 01 September 2012 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 18 June 2009 | 25 July 2012 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 18 June 2009 | 25 July 2012 |