SFC Licences of CHUNG Tak Wai 鍾德偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 3 | 14 September 2012 | 08 May 2013 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 2 | 14 September 2012 | 08 May 2013 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 1 | 14 September 2012 | 08 May 2013 |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 | RE | 3 | 18 June 2009 | 31 August 2012 |