SFC Licences of HUI Roy 許諾
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Halcyon Securities Limited 鎧盛證劵有限公司 | RO | 1 | 21 December 2017 | |
Halcyon Securities Limited 鎧盛證劵有限公司 | RE | 1 | 20 July 2015 | 21 December 2017 |
Halcyon Securities Limited 鎧盛證劵有限公司 | RE | 2 | 20 July 2015 | |
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 | RE | 2 | 11 September 2012 | 10 July 2015 |
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 | RE | 1 | 11 September 2012 | 10 July 2015 |
BOA International Securities Limited 亞銀國際證券有限公司 | RE | 2 | 04 November 2011 | 31 August 2012 |
BOA International Securities Limited 亞銀國際證券有限公司 | RE | 1 | 04 November 2011 | 31 August 2012 |
RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 05 November 2010 | 31 October 2011 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 05 November 2010 | 31 October 2011 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 08 October 2010 | 31 October 2011 |