SFC Licences of HUI Roy 許諾

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Halcyon Securities Limited 鎧盛證劵有限公司 RO 1 21 December 2017
Halcyon Securities Limited 鎧盛證劵有限公司 RE 1 20 July 2015 21 December 2017
Halcyon Securities Limited 鎧盛證劵有限公司 RE 2 20 July 2015
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 RE 2 11 September 2012 10 July 2015
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 1 11 September 2012 10 July 2015
BOA International Securities Limited 亞銀國際證券有限公司 RE 2 04 November 2011 31 August 2012
BOA International Securities Limited 亞銀國際證券有限公司 RE 1 04 November 2011 31 August 2012
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 05 November 2010 31 October 2011
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 4 05 November 2010 31 October 2011
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 08 October 2010 31 October 2011