SFC Licences of LIU Kok Wai 廖國偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Funderstone Futures Limited | RE | 2 | 10 August 2009 | 26 June 2011 |
Funderstone Securities Limited | RE | 1 | 10 August 2009 | 26 June 2011 |