SFC Licences of MOU Chung Sing Michael 繆頌聲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Tai Fung Kuentai Securities Company Limited 大豐崑泰證券有限公司 | RO | 1 | 13 October 2023 | |
Tai Fung Kuentai Securities Company Limited 大豐崑泰證券有限公司 | RE | 1 | 25 August 2023 | 13 October 2023 |
Wanhai Securities (HK) Limited 萬海證券(香港)有限公司 | RO | 4 | 07 December 2021 | 31 January 2023 |
Wanhai Securities (HK) Limited 萬海證券(香港)有限公司 | RO | 1 | 07 December 2021 | 31 January 2023 |
Asia Wealth Securities Limited 亞洲創富證券有限公司 | RO | 1 | 05 March 2019 | 12 October 2019 |
Sun Securities Limited 太陽證券有限公司 | RO | 1 | 12 October 2017 | 28 February 2019 |
Sun Securities Limited 太陽證券有限公司 | RE | 1 | 22 February 2013 | 12 October 2017 |