SFC Licences of TANG Tsz Yan Janice 鄧子欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 12 July 2019 | 31 January 2022 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 17 February 2014 | 10 February 2019 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 29 January 2014 | 10 February 2019 |
| PINE FIELD CAPITAL PARTNERS (HK) LIMITED 松域資本(香港)有限公司 | RE | 4 | 01 August 2012 | 17 January 2014 |
| Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 | RE | 1 | 27 June 2011 | 31 July 2012 |