SFC Licences of NG Yi Wan 吳依韻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 20 February 2012 | 28 April 2014 |
Oriental Patron Securities Limited 東英亞洲證券有限公司 | RE | 1 | 01 August 2011 | 01 February 2012 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 31 March 2011 | 25 May 2011 |
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 06 August 2009 | 24 February 2011 |