SFC Licences of ZHUO Yue 卓越
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 | RE | 9 | 02 September 2014 | 10 February 2017 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 22 February 2011 | 09 August 2014 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 22 February 2011 | 09 August 2014 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 15 July 2009 | 31 January 2011 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 15 July 2009 | 31 January 2011 |