SFC Licences of PAN Yuming 潘玉明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 26 May 2014 | 17 January 2020 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 9 | 22 July 2013 | 17 January 2020 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 22 July 2013 | 17 January 2020 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 22 July 2013 | 17 January 2020 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 9 | 11 April 2011 | 13 June 2013 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 1 | 11 April 2011 | 13 June 2013 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 7 | 11 April 2011 | 30 August 2011 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 4 | 15 March 2011 | 13 June 2013 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 4 | 20 August 2009 | 21 February 2011 |