SFC Licences of DIAZ Ricardo Lorenzana
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 1 | 08 May 2017 | 13 May 2017 |
| UBS Securities Asia Limited | RE | 1 | 06 August 2009 | 21 March 2016 |