SFC Licences of LAW Kai Ting 羅介廷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
FWD Financial Planning Limited 富衛財務策劃有限公司 RE 4 19 August 2015
FWD Financial Planning Limited 富衛財務策劃有限公司 RE 1 19 August 2015
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 1 12 January 2011 03 June 2014
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 1 24 June 2010 29 April 2015
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 4 10 August 2009 24 June 2010