SFC Licences of LAW Kai Ting 羅介廷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 4 | 19 August 2015 | |
| FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 1 | 19 August 2015 | |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 1 | 12 January 2011 | 03 June 2014 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 24 June 2010 | 29 April 2015 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 10 August 2009 | 24 June 2010 |