SFC Licences of LI Tze Yan, Janet 李子恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 | RO | 9 | 25 October 2023 | |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 | RO | 4 | 25 October 2023 | |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 | RO | 1 | 25 October 2023 | |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 | RE | 9 | 03 October 2023 | 25 October 2023 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 | RE | 4 | 03 October 2023 | 25 October 2023 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 | RE | 1 | 03 October 2023 | 25 October 2023 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 | RO | 9 | 01 August 2018 | 11 August 2023 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 | RO | 4 | 01 August 2018 | 11 August 2023 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 | RO | 1 | 01 August 2018 | 11 August 2023 |
| Towers Watson Investment Services Hong Kong Limited 韜睿惠悅投資顧問香港有限公司 | RE | 1 | 20 July 2017 | 31 October 2017 |
| Towers Watson Investment Services Hong Kong Limited 韜睿惠悅投資顧問香港有限公司 | RE | 4 | 04 September 2009 | 31 October 2017 |