SFC Licences of KWOK Ka Chiu 郭家昭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 | RE | 2 | 19 July 2021 | |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 | RE | 2 | 25 October 2011 | 30 June 2021 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 29 June 2010 | 19 October 2011 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 29 June 2010 | 19 October 2011 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 17 August 2009 | 19 June 2010 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 17 August 2009 | 19 June 2010 |