SFC Licences of CAI Daniel, Christian
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Y-Intercept (Hong Kong) Limited | RE | 9 | 28 September 2023 | |
| Privium Fund Management (HK) Limited | RE | 9 | 14 December 2021 | 22 June 2023 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 09 April 2019 | 19 October 2021 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 09 April 2019 | 19 October 2021 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 09 April 2019 | 13 May 2020 |
| Millennium Capital Management (Hong Kong) Limited | RE | 9 | 19 July 2017 | 28 February 2019 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 7 | 05 January 2016 | 10 March 2017 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 2 | 05 January 2016 | 10 March 2017 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 1 | 05 January 2016 | 10 March 2017 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 17 August 2009 | 05 January 2016 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 17 August 2009 | 05 January 2016 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 17 August 2009 | 05 January 2016 |