SFC Licences of LAU Ka Fai 劉家輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| East Asia Securities Company Limited 東亞證券有限公司 | RE | 1 | 18 May 2011 | 25 January 2014 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 26 April 2010 | 07 April 2011 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 18 August 2009 | 07 April 2011 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 18 August 2009 | 07 April 2011 |