SFC Licences of LU Guokun 盧國昆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 04 October 2013 | 28 February 2015 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 14 October 2011 | 01 September 2013 |
| Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 17 August 2009 | 12 January 2010 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 17 August 2009 | 12 January 2010 |