SFC Licences of CHENG Dan 成丹

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Frontier Capital Management Limited 方達資本管理有限公司 RO 4 17 December 2012 04 February 2013
Frontier Capital Management Limited 方達資本管理有限公司 RO 1 17 December 2012 04 February 2013
Frontier Capital Management Limited 方達資本管理有限公司 RE 9 19 June 2012 04 February 2013
Frontier Capital Management Limited 方達資本管理有限公司 RE 4 19 June 2012 17 December 2012
Frontier Capital Management Limited 方達資本管理有限公司 RE 1 19 June 2012 17 December 2012
Merrill Lynch (Asia Pacific) Limited RE 4 12 December 2011 05 March 2012
Merrill Lynch (Asia Pacific) Limited RE 1 21 July 2011 05 March 2012
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 24 August 2009 10 July 2011
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 24 August 2009 10 July 2011