SFC Licences of CHENG Dan 成丹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Frontier Capital Management Limited 方達資本管理有限公司 | RO | 4 | 17 December 2012 | 04 February 2013 |
Frontier Capital Management Limited 方達資本管理有限公司 | RO | 1 | 17 December 2012 | 04 February 2013 |
Frontier Capital Management Limited 方達資本管理有限公司 | RE | 9 | 19 June 2012 | 04 February 2013 |
Frontier Capital Management Limited 方達資本管理有限公司 | RE | 4 | 19 June 2012 | 17 December 2012 |
Frontier Capital Management Limited 方達資本管理有限公司 | RE | 1 | 19 June 2012 | 17 December 2012 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 12 December 2011 | 05 March 2012 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 21 July 2011 | 05 March 2012 |
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 24 August 2009 | 10 July 2011 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 24 August 2009 | 10 July 2011 |