SFC Licences of KWOK Shuk Kam 郭淑琴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Centaline Securities Limited 中原證券有限公司 | RE | 1 | 16 February 2015 | |
Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 4 | 30 March 2011 | |
Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 1 | 30 March 2011 | |
Chief Securities Limited 致富證券有限公司 | RE | 1 | 21 August 2009 | 08 October 2010 |