SFC Licences of LEE Yin Lok, Frederick 李彥樂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Kingston Securities Limited 金利豐證券有限公司 | RE | 1 | 15 June 2015 | |
| Kingston Futures Limited 金利豐期貨有限公司 | RE | 2 | 15 June 2015 | |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 26 September 2011 | 13 January 2014 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 26 September 2011 | 13 January 2014 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 26 September 2011 | 13 January 2014 |
| Kingston Securities Limited 金利豐證券有限公司 | RE | 1 | 12 November 2010 | 16 September 2011 |
| CASH Wealth Management Limited 時富財富管理有限公司 | RE | 4 | 08 September 2009 | 25 October 2010 |