SFC Licences of SHUM Yu 沈裕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| IPP Financial Advisers Limited 盈加理財顧問有限公司 | RE | 4 | 29 June 2012 | |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 | RE | 1 | 29 June 2012 | |
| orientiert XYZ Securities Limited | RE | 4 | 28 September 2009 | 02 January 2011 |