SFC Licences of STRAUS Richard Andrew
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| EFG Bank AG 瑞士盈豐銀行股份有限公司 | 9 | 06 July 2020 | ||
| EFG Bank AG 瑞士盈豐銀行股份有限公司 | 4 | 06 July 2020 | ||
| EFG Bank AG 瑞士盈豐銀行股份有限公司 | 1 | 06 July 2020 | ||
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 20 June 2013 | 28 November 2014 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 28 August 2009 | 28 November 2014 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 28 August 2009 | 31 August 2013 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 28 August 2009 | 31 August 2013 |