SFC Licences of CHU Wai Lun 朱偉倫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 09 March 2022 | |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 24 December 2019 | 03 February 2022 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 25 August 2017 | 30 November 2019 |
Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 09 March 2017 | 28 July 2017 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 07 September 2009 | 13 February 2017 |