SFC Licences of LU Jiuzhou 陸九州

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司
RO 9 28 January 2021 18 March 2022
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司
RE 4 07 May 2020 08 September 2021
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司
RE 9 07 May 2020 28 January 2021
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司
RE 1 19 February 2019 18 March 2022
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司
RE 6 19 February 2019 21 February 2020
CCB International Capital Limited 建銀國際金融有限公司
RE 1, 4, 6 22 October 2014 14 September 2015
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司
RE 1 11 May 2011 16 July 2014
ABCI Securities Company Limited 農銀國際證券有限公司
RE 1 30 October 2009 01 March 2011
ABCI Securities Company Limited 農銀國際證券有限公司
RE 6 02 September 2009 01 March 2011
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司
RO 4, 9 23 June 2022
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司
RE 4, 9 06 May 2022 23 June 2022
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司
RO 4 08 September 2021 18 March 2022