SFC Licences of LU Jiuzhou 陸九州

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司	RE	1	01 September 2022	16 January 2024
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司	RO	9	23 June 2022	16 January 2024
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司	RO	4	23 June 2022	16 January 2024
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司	RE	9	06 May 2022	23 June 2022
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司	RE	4	06 May 2022	23 June 2022
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司	RO	4	08 September 2021	18 March 2022
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司	RO	9	28 January 2021	18 March 2022
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司	RE	4	07 May 2020	08 September 2021
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司	RE	9	07 May 2020	28 January 2021
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司	RE	1	19 February 2019	18 March 2022
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司	RE	6	19 February 2019	21 February 2020
CCB International Capital Limited 建銀國際金融有限公司	RE	6	22 October 2014	14 September 2015
CCB International Capital Limited 建銀國際金融有限公司	RE	4	22 October 2014	14 September 2015
CCB International Capital Limited 建銀國際金融有限公司	RE	1	22 October 2014	14 September 2015
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司	RE	1	11 May 2011	16 July 2014
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	1	11 May 2011	16 July 2014
ABCI Securities Company Limited 農銀國際證券有限公司	RE	1	30 October 2009	01 March 2011
ABCI Securities Company Limited 農銀國際證券有限公司	RE	6	02 September 2009	01 March 2011