SFC Licences of SAK Kai Yau 石啟右
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 22 November 2012 | 23 March 2018 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 22 November 2012 | 23 March 2018 |
Wocom Limited 宏高有限公司 | RE | 2 | 03 September 2009 | 10 November 2012 |
Wocom Securities Limited 宏高證券有限公司 | RE | 1 | 03 September 2009 | 10 November 2012 |