SFC Licences of SO Hing Nin, Henry 蘇慶年
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuet Sheung International Securities Limited 粵商國際證券有限公司 | RE | 1 | 20 December 2021 | |
| Beta International Securities Limited 貝塔國際證券有限公司 | RE | 1 | 18 October 2012 | 11 March 2021 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 2 | 10 March 2010 | 09 October 2012 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 1 | 26 February 2010 | 09 October 2012 |
| Prime Cdex Securities Limited 乾立亨證券有限公司 | RE | 1 | 03 September 2009 | 11 February 2010 |